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           Building Relationships That Go Beyond Investment Advice

 
The WSG Difference PDF Print

 

The financial crisis that began in 2008 provided investors with significant insight into how conflicts of interest among financial firms, product manufacturers, investment managers and financial advisors could adversely impact their ability to pursue important financial goals. It helped open investors’ eyes to what it really means for an advisor to serve in a fiduciary capacity, which requires placing your needs first and foremost at all times.

 

As independent investment advisor representatives, we eliminate the constraints and conflicts of interest inherent in most traditional brokerage models:

  • We have no obligations to investment product manufacturers, and
  • No cross-sell quotas or home-office directives that may lead to conflicts of interest
  • We spend our time developing customized strategies for the unique challenges you face

Adhering to high standards of fiduciary care

At Wealth Strategies Group we’re passionate about helping you pursue your goals in life. This passion is evident not only in how we educate you on recommended investment strategies and market trends, but in our commitment to investing heavily in our own education for your benefit.

Our professionals bring a broad range of core competencies and credentials across financial planning, asset management and employee benefits disciplines for the purpose of serving a broader range of your needs. In addition to maintaining the appropriate industry securities registrations and insurance licenses, our credentials include:

 

CFP® Certification: The Standard of Excellence

altOnly a select group of planners have met the rigorous education, examination, experience and ethics requirements set forth the by CFP Board of Standards. As a CERTIFIED FINANCIAL PLANNER™ professional, our president and founder Charles Auerbach has demonstrated his knowledge and credibility amongst his peers. The certification is a strong indication of his status as a qualified, trustworthy financial planner. His principled leadership inspires the dedicated teamwork and professionalism that define Wealth Strategies Group. Learn more

 

ERISA 3(21) Fiduciary Advisor and 3(38) Investment Manager

Charles Auerbach is among a limited number of advisors approved as both an ERISA 3(21) fiduciary advisor and a 3(38) investment manager among LPL Financial’s more than 12,000 independent advisors to be approved to provide ERISA advisory services. These fiduciary roles require that the advisor’s interests must always be aligned with the interests of the plan and its participants.

Wealth Strategies Group works with industry-leading retirement plan services providers and plan administrators to help meet a broad range of needs for our corporate retirement plan clients.

 

Business OwnersCoordination across multiple financial disciplines                 

Our experienced advisors have spent decades developing their individual areas of expertise. They have also taken the time to develop relationships with professions adept in multiple financial disciplines outside of their immediate areas of specialization. Together with the external team of professional alliances we have assembled, we strive to address all of your wealth management needs.* We can work on your behalf to coordinate the activities of these professionals. We are also happy to work with your existing team of attorneys or tax advisors to coordinate strategies and ensure your best interests always come first. Learn more

 

Comprehensive planning                             

Our comprehensive approach to financial and investment planning seeks to capture opportunities tailored to your needs and goals. By taking the time to understand you, your passions and your challenges in life, we are better able to develop long-term strategies customized to your needs. Learn more

 

Broad market access and investment experience

Our non-proprietary, open-architecture investment platform provides access to the universe of industry leading investments products and portfolio managers to select among in constructing your portfolio. This includes access to many institutional investment managers and sophisticated alternative investment strategies** that other advisors may not have access to or the knowledge or experience to seek out. Learn more

 

Exceptional service

We will work with you to share our deep knowledge of wealth management in a clear and helpful manner. We are committed to educating you so you can make confident decisions about your wealth. You will experience not only a high level of responsive service, but proactive service that seeks to deliver on our commitment to provide the advice and ongoing support you require.

 

Contact us today to learn how we can make a difference for you.

 

* Outside providers of professional services are neither affiliated with nor endorsed by Wealth Strategies Group or LPL Financial.

** Investing involves risk including loss of principal.  Alternative investments may not be suitable for all investors and should be considered as an investment for the risk capital portion of the investor's portfolio.  The strategies employed in the management of alternative investments may accelerate the velocity of potential losses.