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Retirement Plan Fiduciary Services PDF Print


Use This Fid vs SuitabilityAs an ERISA 3(21) fiduciary advisor and 3(38) investment manager, we are able to implement policies and procedures that meet a defined standard of fiduciary care and guidance for company sponsored retirement plans. We adhere to the high standards of fiduciary excellence in the investment selection process, and assist you with these and other plan services:

  • Quarterly platform investment review and recommendations for changes
  • On-going review and adherence to the plan’s Investment Policy Statement
  • Annual trustee meeting to review all aspects of the plan’s investment offerings
  • On-site participant meetings
  • Investment education and guidance  

Fiduciaries are obligated to act solely in your best interest and perform their duties with a high level of competence and thoroughness. Who will you trust to help you?  Watch the video to learn more. 


Fiduciary + Advocate

Due Diligence Procedures and Documentation

Today’s increasingly volatile global economic climate makes it critical for retirement plan sponsors and fiduciaries to develop and maintain investment due diligence procedures and supporting documentation. We will work with your retirement plan committee to develop and maintain your plan's investment strategy, which is documented through a formal investment policy statement.

This investment policy statement is used as a guide to evaluate your current investment offerings and measure them against applicable indices and the broader universe of investment options. This results in the confidence and knowledge that your plan's investments are fully diversified, well managed, and aligned with the stated objectives of your investment policy statement.


Contact Us to obtain the help you need in maintaining high fiduciary standards for your corporate retirement plan.